SEA - 12th November 2007(b)
FORM 8.1 - DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS
(Rules 8.1(a) and (b)(i) of the Takeover Code)
1. KEY INFORMATION
Name of person dealing (Note 1) J McDonough
Company dealt in Carillion plc
Class of relevant security to which the dealings being Ordinary Shares of
disclosed relate (Note 2) 50p each
Date of dealing 9 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 626,270 0.22
(2) Derivatives (other than options)
(3) Options and agreements to
purchase/sell 1,819,345 0.65
Total 2,445,615 0.87
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
Ordinary Shares of 50p each Date of No. of Carillion Exercise Price Date exercisable Expiry Date
Grant/Award Shares (Pence) (Subject to Performance
Target)
Executive Share Option Scheme 09/01/01 501,930 129.5p 09/01/04 09/01/11
Executive Share Option Scheme 19/03/02 254,532 210.7p 19/03/05 19/03/12
Executive Share Option Scheme 01/07/03 150,795 163.4p 01/07/06 01/07/13
Executive Share Option Scheme 31/03/04 175,229 184.9p 31/03/07 31/03/14
Long Term Incentive Plan 15/03/05 191,043 N/A 15/03/08 N/A
Leadership Equity Award Plan 06/07/06 218,354 N/A 06/07/09 N/A
Leadership Equity Award Plan 10/04/07 206,773 N/A 10/04/10 N/A
Deferred Bonus Plan 07/04/06 44,778 N/A Transfer in 04/08 N/A
Deferred Bonus Plan 03/04/07 75,911 N/A Transfer in 04/09 N/A
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase (pursuant to a
Dividend Reinvestment Plan)
offered to shareholders of
Carillion plc whose names
appeared on the register of
members on 14 September 2007 5,534 £3.886452
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying relates (Note 7) etc.
etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
NONE
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 12 November 2007
Contact name Tim George
Telephone number 01902 318137
Name of offeree/offeror with which associated Carillion plc
Specify category and nature of associate status (Note 10) Director of Offeror
Notes
The Notes on Form 8.1 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
