SEA - 12th November 2007(a)
FORM 8.1 - DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS
(Rules 8.1(a) and (b)(i) of the Takeover Code)
1. KEY INFORMATION
Name of person dealing (Note 1) T D Kenny
Company dealt in Carillion plc
Class of relevant security to which the dealings being Ordinary Shares of
disclosed relate (Note 2) 50p each
Date of dealing 9 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant
securities 48,832 0.017
(2) Derivatives (other than options)
(3) Options
and agreements
to
purchase/sell 526,898 0.19
Total 575,730 0.20
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
Date of No. of Exercise Date Expiry
Grant/ Carillion Price exercisable Date
Award Shares (Pence) (Subject to
Performance
Target)
Executive Share Option 17/10/02 123,801 125.2 17/10/05 17/10/12
Scheme
Executive Share Option 01/07/03 60,709 163.4 01/07/06 01/07/13
Scheme
Executive Share Option 31/03/04 75,716 184.9 31/03/07 31/03/14
Scheme
Long Term Incentive Plan 15/03/05 81,637 N/A 15/03/08 N/A
Leadership Equity Award 06/07/06 71,202 N/A 06/07/09 N/A
Plan
Leadership Equity Award 10/04/07 98,039 N/A 10/04/07 N/A
Plan
Deferred Bonus Plan 03/04/07 15,794 N/A Transfer N/A
in 04/08
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase (pursuant to a
Dividend Reinvestment Plan
offered to shareholders of
Carillion plc whose names
appeared on the register of
members on 14 September 2007 432 £3.886452
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying relates (Note 7) etc.
etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
NONE
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 12 November 2007
Contact name Tim George
Telephone number 01902 318137
Name of offeree/offeror with which associated Carillion plc
Specify category and nature of associate status (Note 10) Director of Offeror
Notes
The Notes on Form 8.1 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
